WebMar 14, 2024 · The CFTC has published a modification of the CFTC Technical Specification, which provides instructions for swap data recordkeeping and reporting. … WebApr 11, 2024 · Technical Documentation. Specifications; UDP Address List-US Data Feeds; Bandwidth Report; Price List - U.S. Price List - European Market Data Vendor List. Connectivity. Trading Access. ... CFTC; Market Statistics. Equities Statistics. Monthly Market Share; Intraday Market Volume; Market Share Stats by Symbol; M-ELO Transparency …
CFTC fines Goldman Sachs $15m over swap trading violations
WebSep 23, 2024 · Consistent with CFTC Technical Specifications and DTCC’s validation requirements, NEX SEF will transition on the Compliance Date from reporting a Unique Swap Identifier (USI) to reporting a UTI for newly executed transactions adhering to ISO Standardized guidelines (ISO 23897). WebDTCC’s Global Trade Repository (GTR) Service provides firms with the ability to report their OTC derivatives transactions, SFT transactions, CCP Margin, and Collateral Reuse data to their corresponding regulatory agency. GTR accomplishes this using a global infrastructure of trade repositories that collect, store, and report the data to both ... hermes glasses case
ISO 20022 Messaging Specifications DTCC - Depository Trust …
WebSep 23, 2024 · NEX SEF is working on implementing the necessary changes to its SDR reporting messages consistent with the CFTC Technical Specifications for December … WebApr 11, 2024 · The CFTC has imposed a $15m penalty on Goldman Sachs & Co. LLC for violating the CFTC’s Business Conduct Standards, which apply to swap dealers. In particular, the Commission found that the company failed to disclose multiple pre-trade-mid-market marks (PTMMM), which violates Regulation 23.431. WebCFTC Part 20 Reporting (Large Trader Reporting for Physical Commodity Swaps) Since November 21, 2011, market participants have been required to comply with the CFTC final Part 20 regulations regarding large trade requirements for cleared swaps. hermes glasgow phone number